Securities law and regulatory strategy

Clear thinking for high-stakes regulatory matters.

Securities·Regulation·Solutions

Advising market participants on securities enforcement, investigations, litigation, compliance and transactions.

The firm

Securities · Regulation · Solutions

Keystone Reg Advisory advises market participants on securities enforcement, investigations, litigation, compliance and transactions. We combine sharp regulatory judgment with practical, business-aware advice.

Principles

  1. Insight

    to see the issue clearly.

  2. Experience

    to choose the right path.

  3. Impact

    where it matters.

Core practice

Areas of practice

Focused advice across enforcement, disputes, compliance and transactions in the Indian securities market.

Expertise
  1. SEBI enforcement and investigations

    Strategy and representation across investigations, show-cause proceedings, settlement, adjudication and related enforcement matters.

  2. SAT and regulatory litigation

    Appeals, urgent interim relief and regulatory disputes before the Securities Appellate Tribunal and connected courts.

  3. Regulatory advisory and compliance

    Clear, practical advice for SEBI-registered intermediaries, research analysts, investment advisers, asset managers, promoters and individuals.

  4. Funds and transactional advisory

    AIF structuring, fund documentation, GIFT City matters, fund-raising and securities-market transactions.

  5. ODR and investor disputes

    Representation and strategy for investor grievances, online dispute resolution and connected regulatory issues.

  6. SME IPO advisory

    Regulatory readiness, issue-process support and practical promoter-side guidance for companies preparing to access public markets.

Who we advise

  1. SEBI-registered intermediaries
  2. Asset and fund managers
  3. Promoters and listed companies
  4. Research analysts and investment advisers
  5. Senior executives and individuals

Our approach

“Regulatory advice should be precise enough for the legal question and practical enough for the decision that follows.”

The partners

A focused team with experience across private practice, in-house roles and securities enforcement matters.

Portrait of Akarsh Tripathi

Akarsh Tripathi

Partner

MBL, NLSIU · B.B.A. LL.B., Symbiosis Law School · CS Executive, ICSI

Portrait of Tanya Gupta

Tanya Gupta

Partner

LL.M. (Investment and Securities Laws), MNLU, Mumbai · B.B.A. LL.B., University of Mumbai