Keystone Reg Advisory admin@keystoneregadvisory.com

Core practice

Expertise

Focused advice across enforcement, disputes, compliance and transactions in the Indian securities market.

Areas of practice

SEBI enforcement and investigations

Strategy and representation across investigations, show-cause proceedings, settlement, adjudication and related enforcement matters.

Scope

  • Investigations
  • Show-cause proceedings
  • Settlement
  • Adjudication
  • Related enforcement matters

SAT and regulatory litigation

Appeals, urgent interim relief and regulatory disputes before the Securities Appellate Tribunal and connected courts.

Scope

  • Appeals
  • Urgent interim relief
  • Regulatory disputes

Forum

  • Securities Appellate Tribunal
  • Connected courts

Regulatory advisory and compliance

Clear, practical advice for SEBI-registered intermediaries, research analysts, investment advisers, asset managers, promoters and individuals.

For

  • SEBI-registered intermediaries
  • Research analysts
  • Investment advisers
  • Asset managers
  • Promoters
  • Individuals

Funds and transactional advisory

AIF structuring, fund documentation, GIFT City matters, fund-raising and securities-market transactions.

Scope

  • AIF structuring
  • Fund documentation
  • GIFT City matters
  • Fund-raising
  • Securities-market transactions

ODR and investor disputes

Representation and strategy for investor grievances, online dispute resolution and connected regulatory issues.

Scope

  • Investor grievances
  • Online dispute resolution
  • Connected regulatory issues

SME IPO advisory

Regulatory readiness, issue-process support and practical promoter-side guidance for companies preparing to access public markets.

Scope

  • Regulatory readiness
  • Issue-process support
  • Promoter-side guidance

Who we advise

The firm advises SEBI-registered intermediaries, asset and fund managers, promoters and listed companies, research analysts and investment advisers, and senior executives and individuals.