Keystone Reg Advisory admin@keystoneregadvisory.com

Additional capabilities

Beyond the core practice

Additional legal services the firm provides alongside its core securities and regulatory practice.

Schedule

Additional capabilities

Securities enforcement, SAT litigation, regulatory compliance, funds, investor disputes and SME IPO work form the core practice, set out under Expertise.

  1. Corporate & commercial advisory

    Companies Act compliance, corporate governance and general commercial contract structuring.

  2. Fintech & startup regulatory advisory

    Licensing, structuring and compliance support for fintech, payments and startup clients, including RBI payment aggregator, KYC-AML and NBFC-related frameworks.

  3. Technology & data compliance

    Advisory on data protection and regulatory issues arising in digital lending, electronic banking and payment wallets.

  4. Mergers, acquisitions & due diligence

    Legal due diligence for slump sales, asset purchases and business transfer agreements, including SEBI/RBI compliance workstreams.

  5. Multi-agency investigations & whistleblower support

    Coordination and advisory across parallel SEBI, ED, SFIO and CBI proceedings.

  6. Contracts, notices & documentation

    Drafting and vetting of commercial contracts and agreements; issuance of legal notices and pre-litigation correspondence.

  7. Arbitration & dispute resolution support

    Liaison with regulators, exchanges and senior counsel on regulatory and commercial disputes.